Wealth Advisor (Series 65 sponsorship,… at SimpleCITI… · Garden…

Wealth Advisor (Series 65 sponsorship, eligible for hire once licensed)

Pay starts on hire: $25/hour, plus commission once registered. Series 65 study before hire is unpaid.

SimpleWEALTH (SimpleADVISORY LLC, doing business as SimpleWEALTH)

Advisors work with business owners.

How it works:

• Interview first.

• The firm pays the Series 65 exam fee and materials.

• About 2 months of unpaid self-study at the office.

• No firm work or client contact before hire.

• No repayment or clawback.

• Before study starts, each candidate signs a written notice of no wages and no job entitlement.

• Pass the Series 65 and you're eligible for hire. Passing makes you eligible for hire, not guaranteed a job. On hire, we file your New York investment adviser representative registration.

• Hourly pay starts on hire.

• Commission means a share of the advisory fees from the client relationships you serve, paid under a written commission plan.

SimpleWEALTH is a division of SimpleADVISORY LLC, an SEC-registered investment adviser. Registration does not imply a certain level of skill or training.

Not an offer of employment. SimpleWEALTH is an equal opportunity employer.

This role is with SimpleWEALTH, a registered investment adviser (SimpleADVISORY LLC).

Requirements

• No active Series 65 needed.

• Pass an interview first.

• Willing to study for the Series 65 on-site at our Garden City office (900 Stewart Ave, Suite 202) for about two months, unpaid, with no firm work before hire.

• Pass the Series 65 and be eligible for New York investment adviser representative registration.

• Works on-site in Garden City once hired.

• A background in banking, insurance or another finance role is a plus.