Key Areas of Responsibilities

• Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies

• Supervise the team members on transaction processing and clearing activities including Stock, Bond and Structure Note, Fund, IPO, etc.

• Resolve trade processing and settlements issues with external parties including counterparties and clients

• Attend to client’s enquiry on settlement and account status matter

• Manage operational activities in relevant internal and external back office systems are operating meticulously

• Assist supervisor on new products / services to be offered to clients, including the UAT process

• Develop and implement comprehensive operational procedures

Requirements

• Degree holder in Finance or Business Administration or related discipline(s)

• Minimum 5 years’ experience in the securities/futures industry

• Robust computer literacy and high numeracy

• Good inter-personal and communication skill

• Good command of written and spoken English and Chinese (including Putonghua)

• Less experience will be considered as Operations Officer

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.