Compliance Advisory Officer at TP ICAP in Madrid

• Support the Compliance Manager in driving the Compliance function's strategy, culture, and advisory activities.

• Deliver practical, risk-based regulatory advice to the business across Conduct, Markets, and Wholesale Financial Services regulations.

• Act as a trusted advisor and primary point of contact for day-to-day regulatory queries, providing timely and pragmatic guidance.

• Advise on the implementation and ongoing application of MiFID II/MiFIR and other regulatory developments, assessing business impacts and required actions.

• Support the oversight of TP ICAP's European operations to ensure compliance with applicable regulatory requirements.

• Identify emerging regulatory risks and work with stakeholders to implement effective mitigation strategies.

• Partner with Risk, Legal, and other control functions to maintain a coordinated and effective control framework.

• Assist in the design, implementation, enhancement, and embedding of compliance controls, policies, and procedures.

• Support business and functional teams in developing efficient, sustainable operating models and control environments.

• Provide compliance input into strategic initiatives, regulatory projects, business change programmes, and new business activities.

• Track and support the remediation of compliance, audit, regulatory, and control-related actions.

• Produce and contribute to management information, governance reporting, and regulatory reporting as required.

• Build and maintain strong relationships with senior management, business leaders, regulators, auditors, and key internal stakeholders.

• Represent Compliance at governance forums, committees, and working groups.

• Deliver Compliance training and awareness initiatives across the business.

• Review monitoring outcomes and help ensure timely resolution of identified issues.

• Support compliance oversight across EMEA locations, promoting consistent standards and practices.

• Undertake project work and additional responsibilities as required by the business.

• Travel occasionally within the region as required.

• Significant experience within Compliance, Regulatory Advisory, or Financial Services Regulatory Law.

• Proven ability to provide clear, practical regulatory advice and influence business decision-making.

• Strong knowledge of MiFID II/MiFIR and the broader European regulatory framework applicable to wholesale financial markets.

• Experience interpreting regulatory guidance and external legal advice, translating requirements into practical business solutions.

• Demonstrated success in managing complex compliance initiatives and delivering positive stakeholder outcomes.

• Strong understanding of wholesale financial markets, including interdealer broking and market structure.

• Experience identifying regulatory risks and designing proportionate controls and risk mitigation measures.

• Ability to partner effectively with senior stakeholders to implement regulatory and strategic initiatives.

• Strong analytical and problem-solving skills, with the ability to balance regulatory obligations against commercial considerations.

• Excellent verbal, written, and presentation skills, with the ability to communicate complex issues clearly and succinctly.

• Ability to work independently, exercise sound judgement, and take ownership of outcomes.

• Knowledge of risk-based frameworks, compliance monitoring, and control design.

Desired

• Broad compliance experience across front-office activities, with exposure to post-trade, clearing, and settlement processes.

• Knowledge of the regulatory framework applicable to trading venues (MTFs and OTFs).

• Experience supporting operational transformation, process improvement, or automation initiatives.

• Proven ability to influence and drive change across multiple stakeholder groups and levels of seniority.

• Exposure to fixed income, foreign exchange, commodities, and/or equities markets.