Compliance Analyst at SCS Financial in Greater Boston

Summary: SCS Financial is a fiduciary wealth and investment management firm serving ultra-high-net-worth individuals, families, and institutions. They are seeking a Compliance Analyst to support the Chief Compliance Officer and implement the firm’s compliance program, providing diversified experience across various functional areas and interacting with a range of stakeholders. Responsibilities: - Compliance testing and internal audit projects - Implementation of the firm’s code of ethics - Preparation of regulatory filings - Prioritize tasks and consistently meet deadlines in multiple functional areas - Working with and understanding large data sets Required Qualifications: - 1+ years of relevant investment advisor or investment fund manager operations, legal, or compliance experience - Minimum of a bachelor's degree in finance, economics, or other related discipline - Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus - Interest in, and familiarity with, basic wealth management business and investment concepts - Excellent organizational, prioritization, and time management skills - Analytical mindset with a strong attention to detail - High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment - Strong written and oral communication skills - Proficiency in Microsoft Excel, Word, Co-Pilot (or similar LLM), and Outlook applications Required Skills: Investment advisor compliance, Investment fund manager operations, Investment Advisers Act of 1940, Wealth management business concepts, Investment concepts, Microsoft Excel, Microsoft Word, Microsoft Outlook, Co-Pilot, similar LLM, Prioritization, Analytical mindset Benefits: Annual cash bonus, Medical, Dental, Vision, Life, 401(k)