RBC Brewin Dolphin – Quality Assurance… at Royal Bank of… · London

RBC Brewin Dolphin – Quality Assurance Analyst (Compliance Monitoring), Governance Oversight Location: 100 BISHOPSGATE:LONDON Job Description What is the opportunity? The Quality Assurance Analyst strengthens first line compliance monitoring, through data-driven decision-making, across Wealth Management Europe. This role focuses on advanced data analysis, desk-based monitoring and reporting of RBC Brewin Dolphin's Front Office client advice and trading activities. You'll leverage data to identify trends, optimise processes, and support business decisions that foster a robust governance culture. The role will also champion the adoption of new policy, process and controls, using key performance metrics and MI to uncover insights and recommend data-driven remediation. All of which will contribute to improved governance and culture within the Front Office. This role is an excellent opportunity to transition from data analysis into a governance function. We're seeking talented data professionals who are keen to broaden their expertise into the wealth management and compliance space. If you have strong data fundamentals and demonstrate a genuine willingness to learn about industry regulations, Front Office monitoring activities, and governance frameworks, we will invest in your development. You'll gain valuable experience in a new sector while leveraging the technical skills you've already mastered, supported by a great team committed to your growth. What will you do? Perform advanced data analysis of Front Office activities using Excel, VLOOKUPs and pivot tables Collaborate with business teams and stakeholders to understand data requirements and resolve data quality issues Analyse business metrics and Management Information (MI) to identify trends, patterns, and escalate risks Build and maintain dashboards, reports, and visualisations and report findings to stakeholders and governance forums What do you need to succeed? Must-have Demonstrable experience in a data analysis Excel skills including VLOOKUP, INDEX/MATCH, pivot tables, and data manipulation techniques Experience with MI reporting tools and business intelligence platforms Eager to apply data analytics skills to a compliance monitoring position and build a career within governance Nice-to-have Relevant industry qualifications What is in it for you? We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. Leaders who support your development through coaching and mentoring opportunities Opportunities to work with leading data and analytics professionals Ability to make a difference through data-driven insights and lasting impact Work in a dynamic, collaborative, progressive, and high-performing team. Agency Notice RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details. #RBCBD Job Skills Application Testing, Decision Making, Detail-Oriented, Group Problem Solving, IT Quality Assurance, Long Term Planning, Predictive Analytics, Programming Languages, Software Product Testing, Test Automation Additional Job Details Address: 100 BISHOPSGATE:LONDON City: London Country: United Kingdom Work hours/week: 35 Employment Type: Full time Platform: WEALTH MANAGEMENT Job Type: Regular Pay Type: Salaried Posted Date: 2025-01-07 Application Deadline: 2026-05-22 Note:Applications will be accepted until 11:59 PM on the day prior to the application deadline date above Our Employment Opportunities At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you. Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com. RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.