Unpaid - Compliance Intern - Trade Surveillance… at moomoo · Jersey…

Summary: Moomoo is a leading financial services company that focuses on innovating the investing landscape through a digitized brokerage and wealth management platform. The Compliance Intern will gain hands-on experience in trade surveillance, regulatory compliance, and data analysis within a FINRA-regulated environment, while supporting the monitoring of trading activity and compliance obligations. Responsibilities: - Prepare and organize datasets used in trade surveillance reviews - Support tracking and documentation of alerts and exception cases - Perform data quality checks to ensure accuracy and completeness - Assist in creating reports and internal compliance documentation - Contribute to process improvement and regulatory support projects Required Qualifications: - Students currently enrolled in an accredited college or university with an interest in Finance - Students currently enrolled in an accredited college or university with an interest in Accounting - Students currently enrolled in an accredited college or university with an interest in Economics - Students currently enrolled in an accredited college or university with an interest in Business Administration - Students currently enrolled in an accredited college or university with an interest in Data Analytics - Students currently enrolled in an accredited college or university with an interest in Information Systems - Students currently enrolled in an accredited college or university with an interest in Mathematics - Students currently enrolled in an accredited college or university with an interest in Risk Management - Students currently enrolled in an accredited college or university with an interest in Legal Studies - Students currently enrolled in an accredited college or university with an interest in Computer Science Preferred Qualifications: - Experience with Excel (formulas, sorting/filtering, data organization) - Familiarity with financial markets or brokerage operations (a plus) - Basic knowledge of SQL or data querying (a plus) Required Skills: Microsoft Excel, Financial market regulation, Data analysis, SQL