Case Manager at LPL Financial in San Diego, CA

CASE MANAGER Location: San Diego Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview:  • A Case Manager within the Prudential Service organization will own complex cases through resolution and represent the firm to Prudential Home Office, Prudential financial advisors, their staff, and end clients.  • Responsibilities:  • Resolve complex cases requiring in-depth attention and strong industry knowledge  • Provide high-quality service with professionalism, courtesy, and a focus on exceeding customer expectations  • Support premium service offerings by providing specialized assistance and ensuring high-touch service for high-value clients  • Take full responsibility for tasks, ensuring accurate and efficient completion with maintained accountability  • Coordinate efforts across multiple business units including Service, Operations, Compliance, and Legal  • Manage 10-20 cases concurrently with thorough documentation of all communications, updates, root causes, and continuous improvement opportunities  • Continually learn and adapt to the firm's evolving operating procedures  What are we looking for?  We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work. Requirements:  • Minimum of 2 years in brokerage/financial services client-facing or operations experience   Core Competencies:  • Verbal and written communication skills.  • Attention to detail with a pro-active approach to solving and preventing problems.   • Ability to work under pressure/deadlines and manage multiple priorities.   • Knowledge of Prudential Service   Preferences: • Bachelors preferred or equivalent work experience.  • Prior Case Management experience preferred • Minimum of one year experience with Prudential Service team preferred   Pay Range: $27.48-$45.81/hour   Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!   Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit www.lpl.com. Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947. EAC 5.19.26