LPL Financial→
Analyst, Risk Management at LPL Financial in Fort Mill/Charlotte
Entry LevelOn-siteFull-timeFort Mill/Charlotte$62k–$103k/yr
Skills
risk managementpolicy managementmicrosoft excelmicrosoft powerpointanalytical thinking
Job Description
Summary: LPL Financial is one of the fastest growing wealth management firms in the U.S., seeking an Analyst in Risk Management. The role involves assisting in the development of programs and processes for oversight and reporting of key risks, while promoting a strong risk culture across the organization.
Responsibilities:
- Support policy management and committee governance programs
- Support development and maintenance of core risk management standards and frameworks Manage change management process for committee charters and policies
- Support communication plan for new program requirements
- Perform inventory and gap assessment of policies and committee charters and partner with stakeholders to remediate
- Support Risk training, communication, and partnership programs
- Draft newsletters, program announcements, and other communications and materials
- Support development and ongoing maintenance of tooling solution for process automation
- Support ad hoc reporting and analysis requests
Required Qualifications:
- BA/BS degree in Finance, Accounting, Business, or Economics (or a related discipline)
- Solution oriented with a positive 'can do' attitude
- Ability to take initiative, identify opportunities, and implement change
- Ability to organize and manage multiple priorities
- Attention to detail
- Microsoft Office Excel and PowerPoint skills
- Written and oral communication skills
- Demonstrated work ethic and organizational skills
- Analytical thinking and problem-solving skills
Required Skills: Risk management, Policy management
Important Skills: Microsoft Excel, Microsoft PowerPoint
Nice-to-Have Skills: Analytical thinking
Benefits: 401K matching, Health benefits, Employee stock options, Paid time off, Volunteer time off
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off