Kotak Mahindra Bank→
Operations Team Member-Capital Market… at Kotak… · Mumbai
Mid LevelOn-siteFull-timeMumbai, Maharashtra, IN
Skills
custody account openingcustody account maintenancecustody account closuressebi regulationsrbi regulationskycaml policiesdepository participant (ddp) operationsclient servicestakeholder managementrelationship managementverbal communicationwritten communicationteam managementleadershipindependent worktask management
Job Description
The job profile/description would be as follows:
- Manage end to end client onboarding- including Foreign Portfolio Investor (FPI); Foreign Direct Investors (FDI); Foreign Venture Capital Investor (FVCI); etc.,.
- Complete knowledge about Know your customer (KYC) required to on-board Foreign Portfolio Investor (FPI); Foreign Direct Investors (FDI); Foreign Venture Capital Investor (FVCI); etc.,.
- Having experience of client service and interactions.
- Having knowledge of SEBI & RBI regulations pertaining to Foreign Portfolio Investor (FPI); Foreign Direct Investors (FDI); Foreign Venture Capital Investor (FVCI); etc.,.
- Have worked on Registrations, Renewal, re- KYC for Foreign Portfolio Investor (FPI); Foreign Direct Investors (FDI); Foreign Venture Capital Investor (FVCI); etc.,.
- Monitor regulatory changes access impacts and lead implementation process.
- Drive teamwork and implement process efficiencies through innovation and lean principles.
- Organize and lead resources to deliver high quality results under pressure.
- Monitor all regulatory changes, asses their impact on Clients and the business, and lead the implementation process.
- Perform detailed risk and control assessments, identifying patterns and trends.
Job Requirements, Skills/Knowledge Prerequisites Would be as follows:
- Commerce Graduate from any University./MBA.
- At least 4 to 5 years of work experience in designated depository participant (DDP) related role.
- Strong knowledge of Indian Capital market and banking regulations especially Foreign Portfolio Investor (FPI) regulation & Foreign Venture Capital Investor (FVCI) regulation.
- Sound knowledge of Reserve Bank of India (RBI) and SEBI - Know your customer (KYC)/ Anti Money Laundering (AML) policies.
- Operational subject matter expertise in custody account opening, maintenance & closures.
- Experience in regulatory and corporate compliance activities.
- Strong stakeholder and relationship management skills.
- Excellent Verbal and written communication skills.
- Proven team management and leadership abilities.
- Ability to work Independently and manage multiple tasks effectively.