Employee Activities Compliance Intern at Guggenheim… · New York

Summary: Guggenheim Securities is seeking an intern to assist the Employee Activities Compliance team during the summer. The role involves supporting the compliance team in tracking onboarding requirements, performing testing of internal procedures, and assisting with employee disclosures and ad hoc compliance projects. Responsibilities: - Track the progress of onboarding requirements for new hires and follow up as necessary - Perform testing of internal Compliance procedures related to Employee Activities - Assist with the processing of employee disclosures and related tasks as needed - Assist with Ad hoc compliance projects/data reconciliations Required Qualifications: - Must be seeking a college degree in business Preferred Qualifications: - MS Word, PowerPoint, Excel and Outlook proficient - Able to organize and present data in spreadsheets and tables - Strong writing and research skills - Ability to work with various teams in a professional environment - Self-starter with excellent organizational and communication skills - Strong attention to detail Required Skills: MS Office proficiency Important Skills: Data organization, Research skills