Compliance Analyst at Broadridge in Edgewood, NY

Summary: Broadridge is a company dedicated to empowering others and is seeking a Compliance Analyst to join their team in Edgewood, NY. The role involves supporting the Investor Communication Solutions and Customer Communication business by managing risk and compliance, conducting audits, and leading risk management processes. Responsibilities: - Conducts periodic internal reviews or audits to ensure that risk is mitigated and compliance procedures are followed - Conducts or directs the internal investigation of compliance issues - Assess product, compliance, or operational risk and develops risk management strategies, which includes the ICS business units - Oversee Risk Management Processes: Develop and manage comprehensive processes for risk assessment, identification, monitoring, and reduction aligned with our external business objectives - Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information security protocols - Develops, implements and evaluates processes ensuring business goals and cost requirements are met - Monitors, assesses and ensures high levels of productivity and delivery to achieve planned ROI - Works with software and internet applications including performance issues, maintenance, system resources, and service and support internet sites - Campaign Leadership: Lead campaigns that involve operations, including data processing, programming, and tabulation, while understanding Broadridge pricing models and projecting associated costs - Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives Required Qualifications: - Bachelor's degree in Business, Finance, Accounting, Business Administration - Strong Project Management skills - Proficiency in Microsoft Suite with a high level of proficiency within Excel - Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time - Ability to work both independently and in a team environment - Strong written and verbal communication skills, with ability to explain data in an engaging manner Preferred Qualifications: - Experienced in Information Security, Risk mitigation, and industry control frameworks - Familiarity with Artificial Intelligence (AI) tools a plus Required Skills: Information Security, Risk Mitigation, Project Management Important Skills: Microsoft Suite, Artificial Intelligence Benefits: Comprehensive benefit offerings