Compliance Analyst

Summary: Addepar is a global data and AI platform empowering investment professionals to turn complex financial information into actionable intelligence. The Compliance Analyst will be responsible for maintaining compliance programs, policies, and procedures while supporting various legal and compliance functions within the company. Responsibilities: - Support the design and implementation of scalable, repeatable compliance and risk assessment workflows, including intake, escalation, documentation, and follow-up - Implement and maintain a broad range of compliance policies and procedures - Proactively monitor and research relevant laws, regulations, and industry standards elevant to the fintech industry and the regulated sectors our clients operate in, including AI, data privacy, KYC/AML and international expansion, to continuously refine processes as the regulatory landscape evolves - Conduct compliance risk assessments and audits - Develop and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies - Identify and implement opportunities to leverage AI and automation tools to streamline compliance tracking and reduce manual overhead - Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle - Build dashboards and prepare recurring reports for leadership on program health and key initiatives - Collaborate with legal team members to update privacy policies, contractual terms, and data processing agreements as needed Required Qualifications: - Bachelor's degree or equivalent experience from an accredited college or university - 1-3 years of relevant experience - Strong analytical and problem-solving skills - Excellent written and verbal communication skills - Thorough with the ability to handle multiple tasks and deadlines - Highly collaborative and capable of working cross-functionally with Sales, Finance, Information Security, Services, Compliance, Engineering, Product, and Marketing teams in a fast-paced work environment - Experience and curiosity about new and emerging technologies and associated regulatory implications Required Skills: Compliance programs, Compliance policies, Compliance procedures, Risk assessment, Compliance audits, Compliance training, AI, Data privacy, KYC/AML, Regulatory research, Dashboard reporting, Contractual terms, Data processing agreements Benefits: Bonus, Equity, Benefits